United States, Securities and Exchange Commission -- Rules and practice
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United States, Securities and Exchange Commission -- Rules and practice
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The concept United States, Securities and Exchange Commission -- Rules and practice represents the subject, aboutness, idea or notion of resources found in Indiana State Library.
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- United States, Securities and Exchange Commission -- Rules and practice
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- Securities and Exchange Commission
43 Items that share the Concept United States, Securities and Exchange Commission -- Rules and practice
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- To require the Securities and Exchange Commission to adjust certain resubmission thresholds for shareholder proposals : report together with minority views (to accompany H.R. 5756) (including cost estimate of the Congressional Budget Office)
- Amending a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such act to provide a deadline for such action : report (to accompany H.R. 701) (including cost estimate of the Congressional Budget Office)
- Amending a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such act to provide a deadline for such action : report (to accompany H.R. 701) (including cost estimate of the Congressional Budget Office)
- An Act to Amend the Securities Exchange Act of 1934 to Establish an Office of the Advocate for Small Business Capital Formation and a Small Business Capital Formation Advisory Committee, and for Other Purposes
- Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009
- Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012
- Consumer Financial Choice and Capital Markets Protection Act of 2017 : report (to accompany H.R. 2319) (including cost estimate of the Congressional Budget Office)
- Corporate governance : fostering a system that promotes capital formation and maximizes shareholder value : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, September 21, 2016
- Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (including cost estimate of the Congressional Budget Office)
- Examining the SEC's agenda, operations, and fiscal year 2018 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, November 15, 2016
- Examining the SEC's failure to implement Title II of the JOBS Act and its impact on economic growth : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, April 17, 2013
- Examining the SEC's money market fund rule proposal : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, September 18, 2013
- Examining the agenda of regulators, SROs, and standards-setters for accounting, auditing, and municipal securities : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, September 22, 2016
- Exchange Regulatory Improvement Act : report (to accompany H.R. 3555) (including cost estimate of the Congressional Budget Office)
- Expanding Access to Capital for Rural Job Creators Act : report (to accompany H.R. 4281) (including cost estimate of the Congressional Budget Office)
- Expanding Investment Opportunities Act : report (to accompany H.R. 4279) (including cost estimate of the Congressional Budget Office)
- Expanding Investment in Small Businesses Act : report (to accompany H.R. 6319) (including cost estimate of the Congressional Budget Office)
- Implementing derivatives reform : reducing systemic risk and improving market oversight : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the implementation of the new derivatives rules and responsibilities of the CFTC and SEC as mandated under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, May 22, 2012
- Improving Investment Research for Small and Emerging Issuers Act : report (to accompany H.R. 6139)
- Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme
- Investment Adviser Regulatory Flexibility Improvement Act : report (to accompany H.R. 6321) (including cost estimate of the Congressional Budget Office)
- JOBS Act implementation update : hearing before the Subcommittee on Investigations, Oversight, and Regulations of the Committee on Small Business, United States House of Representatives, One Hundred Thirteenth Congress, first session, hearing held April 11, 2013
- Legislation to further reduce impediments to capital formation : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, October 23, 2013
- Main Street Growth Act : report (to accompany H.R. 5877)
- Middle market IPO Underwriting Cost Act : report (to accompany H.R. 6324) (including cost estimate of the Congressional Budget Office)
- Mitigating systemic risk in financial markets through Wall Street reforms : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session, on examining efforts by the SEC and CFTC to improve financial stability and reduce systemic risk in the financial markets through implementation of the Dodd-Frank Wall Street Reform Act and the Consumer Protection Act of 2010, July 30, 2013
- Modernizing Disclosures for Investors Act : report (to accompany H.R. 5970)
- Perspectives on money market mutual fund reforms : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the health and stability of money market mutual funds, June 21, 2012
- Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office)
- Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office)
- Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office)
- Providing for consideration of the bill (H.R. 1062) to improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and orders : report (to accompany H. Res. 216)
- Providing for consideration of the bill (H.R. 45) to repeal the Patient Protection and Affordable Care Act and health care-related provisions of the Health Care and Education Reconciliation Act of 2010 : report (to accompany H. Res. 215)
- Providing for consideration of the bill (H.R. 45) to repeal the Patient Protection and Affordable Care Act and health care-related provisions of the Health Care and Education Reconciliation Act of 2010 : report (to accompany H. Res. 215)
- SEC Small Business Advocate Act of 2015 : report (to accompany H.R. 3784) (including cost estimate of the Congressional Budget Office)
- SEC Small Business Advocate Act of 2015 : report (to accompany H.R. 3784) (including cost estimate of the Congressional Budget Office)
- Small Business Access to Capital After a Natural Disaster Act : report (to accompany H.R. 4792) (including cost estimate of the Congressional Budget Office)
- Spurring job growth through capital formation while protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress
- Streamlining Communications for Investors Act : report together with minority views (to accompany H.R. 6035) (including c.ost estimate of the Congressional Budget office)
- Streamlining Excessive and Costly Regulations Review Act : report together with minority views (to accompany H.R. 2354) (including cost estimate of the Congressional Budget Office)
- The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009
- The SEC's aversion to cost-benefit analysis : hearing before the Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Twelfth Congress, second session, April 17, 2012
- The impact of regulations on short-term financing : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, December 8, 2016
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/resource/oUukptxB4cE/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/resource/oUukptxB4cE/">United States, Securities and Exchange Commission -- Rules and practice</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>
