Securities industry -- State supervision -- United States
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The concept Securities industry -- State supervision -- United States represents the subject, aboutness, idea or notion of resources found in Indiana State Library.
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Securities industry -- State supervision -- United States
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The concept Securities industry -- State supervision -- United States represents the subject, aboutness, idea or notion of resources found in Indiana State Library.
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- Securities industry -- State supervision -- United States
13 Items that share the Concept Securities industry -- State supervision -- United States
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- Credit derivatives : confirmation backlogs increased dealers' operational risks, but were successfully addressed after joint regulatory action : report to congressional requesters
- Financial regulatory reform : protecting taxpayers and the economy : hearing before the Joint Economic Committee, Congress of the United States, One Hundred Eleventh Congress, first session, November 19, 2009
- Implementing derivatives reform : reducing systemic risk and improving market oversight : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the implementation of the new derivatives rules and responsibilities of the CFTC and SEC as mandated under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, May 22, 2012
- Market 2000 : an examination of current equity market developments
- Over the counter derivatives reform and addressing systemic risk : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Eleventh Congress, first session, December 2, 2009
- Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... June 22, 2009
- Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on modernizing the regulation of the over-the-counter derivatives markets and the institutions that participate in these markets, June 22, 2009
- Reducing risks and improving oversight in the OTC credit derivatives market : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Wednesday, July 9, 2008
- Reducing risks and improving oversight in the OTC credit derivatives market : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on reducing risks and improving oversight in the OTC credit derivatives market, Wednesday, July 9, 2008
- Reforming U.S. financial market regulation : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Eleventh Congress, first session, November 18, 2009
- Regulatory reform and the derivatives market : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Eleventh Congress, first session, June 4, 2009
- Regulatory reform and the derivatives market : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Eleventh Congress, first session, June 4, 2009
- SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud : report to congressional committees
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/resource/Uf1qUn2a8ZU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/resource/Uf1qUn2a8ZU/">Securities industry -- State supervision -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/resource/Uf1qUn2a8ZU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/resource/Uf1qUn2a8ZU/">Securities industry -- State supervision -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>
