Stock exchanges -- Law and legislation -- United States
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The concept Stock exchanges -- Law and legislation -- United States represents the subject, aboutness, idea or notion of resources found in Indiana State Library.
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Stock exchanges -- Law and legislation -- United States
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The concept Stock exchanges -- Law and legislation -- United States represents the subject, aboutness, idea or notion of resources found in Indiana State Library.
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- Stock exchanges -- Law and legislation -- United States
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35 Items that share the Concept Stock exchanges -- Law and legislation -- United States
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- Unlisted trading privileges : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session on H.R. 4535, a bill to amend the Securities Exchange Act of 1934 with respect to the extension of unlisted trading privileges for corporate securities, June 22, 1994
- Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion : report (to accompany H.R. 616) (including cost estimate of the Congressional Budget Office)
- Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office)
- Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office)
- Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014
- Federal securities law
- Federal securities law
- Intermarket Coordination Act of 1988 : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session on S. 2256 ... April 19 and May 11, 1988
- Laws relating to securities commission exchanges and holding companies (with indices)
- Laws relating to securities commission exchanges and holding companies (with indices)
- Main Street Growth Act : report together with minority views (to accompany H.R. 4638) (including cost estimate of the Congressional Budget Office)
- Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991
- Margin requirements for transactions in financial instruments : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 2704 ... May 29 and 30, 1980
- Market Data Protection Act of 2017 : report (to accompany H.R. 3973) (including cost estimate of the Congressional Budget Office)
- National Securities Exchange Regulatory Parity Act : report together with minority views (to accompany H.R. 4546) (including cost estimate of the Congressional Budget Office)
- National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office)
- Oversight of the functioning and administration of the Securities acts amendments of 1975 : report together with additional views
- Prevention, detection, and reporting of financial irregularities
- Public ownership of U.S. stock markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the benefits, challenges, and other issues involved with the transformation of U.S. stock markets into for-profit corporations, September 28, 1999
- Regulation NMS : the SEC's view : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 15, 2005
- Regulation NMS and developments in market structures : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the national market system and developments in market structure, focusing on proposals to modernize the national market system to improve the regulatory structure of U.S. equity markets, July 21 and 22, 2004
- Regulation NMS and recent market developments : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on examination of regulation national market system (NMS) designed to strengthen our national market system for equity securities, focusing on recent market developments, May 18 and 19, 2005
- Report on intermarket coordination : pursuant to Section 8 (a) of the Market Reform Act of 1990
- Scope of exemption from state securities regulation : report (to accompany H.R. 2868) (including cost estimate of the Congressional Budget Office)
- Securities Acts Amendments of 1990 : conference report (to accompany H.R. 1396)
- Securities Amendments of 1996 : report (to accompany H.R. 3005) (including cost estimate of the Congressional Budget Office)
- Securities Exchange Act of 1934, as amended to July 1, 1991
- Securities and Exchange Commission : rule 11AC1-4 (limit order display rule) and amendments to rule 11 AC1-1 (quote rule)
- Securities exchange act of 1934, as amended to February 5, 1976
- Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 975 ... July 19, 1989
- Securities regulation : SEC's oversight of privately placed transactions among large investors : report to congressional requesters
- Securities regulation : Securities and Exchange Commission oversight of self-regulation : report to the Chairman, Subcommittee on Telecommunications, Consumer Protections and Finance, Committee on Energy and Commerce, House of Representatives
- The Market Reform Act of 1990 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 648, together with additional views
- The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990
- The Securities Law Enforcement Remedies Act of 1990 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 647
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/resource/GFKQQyTuFdE/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/resource/GFKQQyTuFdE/">Stock exchanges -- Law and legislation -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>
