United States, Securities and Exchange Commission

Resource Information

The organization United States, Securities and Exchange Commission represents an institution, an association, or corporate body that is associated with resources found in Indiana State Library.
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The Resource United States, Securities and Exchange Commission

Label: United States, Securities and Exchange Commission

Subordinate unit: Securities and Exchange Commission

2 Items by the Organization United States, Securities and Exchange Commission

Extension of guaranteed REA loans from Securities and Exchange Commission : hearing before the Subcommittee on Agricultural Credit and Rural Electrification of the Committee on Agriculture and Forestry, United States Senate, 93d Congress, 2d sess., on H.R. 12526 a bill to amend Sections 306 and 308 of the Rural Electrification Act of 1936, as amended, July 18, 1974

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Institutional investors and corporate stock--a background study., Raymond W. Goldsmith, editor

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276 Items that are about the Organization United States, Securities and Exchange Commission

SEC operations : implications of alternative funding structures, (electronic resource)

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Securities and Exchange Commission : opportunities exist to improve oversight of self-regulatory organizations : report to the Ranking Member, Committee on Finance, U.S. Senate

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Securities and Exchange Commission : preliminary observations on SEC's spending and strategic planning : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Government Efficiency and Financial Management, Committee on Government Reform, House of Respresentatives, United States General Accounting Office

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Securities and Exchange Commission : reporting requirements for brokers or dealers under the Securities Exchange Act of 1934, United States General Accounting Office, Office of the General Counsel

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Securities and Exchange Commission : results of fiscal year 2004 financial audit : testimony before the Subcommittee on Federal Financial Management, Government Information, and International Security, Committee on Homeland Security and Governmental Affairs, U.S. Senate, statement of David M. Walker

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Securities and Exchange Commission : review of fiscal year 2003 and 2004 budget allocations : report to congressional requesters

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Securities and Exchange Commission : some progress made on strategic human capital management : report to the Subcommittee on Government Management, Finance, and Accountability, Committee on Government Reform, House of Representatives

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Securities and Exchange Commission Authorization Act of 1987 : report (to accompany H.R. 2600) (including cost estimate of the Congressional Budget Office)

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Securities and Exchange Commission Authorization Act of 1993 : report (to accompany H.R. 2239) (including cost estimate of the Congressional Budget Office)

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Securities and Exchange Commission Authorization Act of 1996 : report (to accompany H.R. 2972) (including cost estimate of the Congressional Budget Office)

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Securities and Exchange Commission Authorization Act of 1997 : report (to accompany H.R. 1262) (including cost estimate of the Congressional Budget Office)

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Securities and Exchange Commission Authorization Act of 2002 : report (to accompany H.R. 3764)

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Securities and Exchange Commission Reporting Modernization Act : report (to accompany H.R. 3032) (including cost estimate of the Congressional Budget Office)

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Securities and Exchange Commission authorization for fiscal years 1981, 1982, and 1983 : hearing before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-sixth Congress, second session, on H.R. 6830 ... March 20, 1980

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Securities and Exchange Commission authorization of appropriations : report (to accompany H.R. 1602) (including cost estimate of the Congressional Budget Office)

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Securities and Exchange Commission authorization of appropriations and technical amendments to the securities laws : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate to accompany S. 1452 together with additional views

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Securities and Exchange Commission budget amendment : communication from the President of the United States ... March 22, 1976

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Securities and Exchange Commission, authorization : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, second session, on H.R. 11119 and H.R. 11140 ... March 1 and 2, 1978

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Securities and futures markets : assessment of SEC and CFTC studies of October 1989 market volatilities : briefing report to the chairman, Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, U.S. Senate, United States General Accounting Office

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Securities arbitration : actions needed to address problem of unpaid awards : report to congressional requesters, United States General Accounting Office

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Securities fraud : the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate

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Securities markets : clearly defined "Chinese Wall" standards have been issued : report to the Chairman, Subcommittee on Commerce, Consumer, and Monetary Affairs, Committee on Government Operations, House of Representatives, United States General Accounting Office

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Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters

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Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives, United States General Accounting Office

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Securities regulation : SEC budget amd workload statistics, FY 1979-1988 : fact sheet to the Chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives, United States General Accounting Office

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Securities regulation : SEC's oversight of privately placed transactions among large investors : report to congressional requesters, United States General Accounting Office

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Securities regulation : customer protection rule oversight procedures appear adequate : report to the Chairman, Subcommittee on Commerce, Consumer, and Monetary Affairs, Committee on Government Operations, House of Representatives, United States General Accounting Office

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Small Business Access to Capital After a Natural Disaster Act : report (to accompany H.R. 4792) (including cost estimate of the Congressional Budget Office)

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Spurring job growth through capital formation while protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress

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Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004

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Streamlining Communications for Investors Act : report together with minority views (to accompany H.R. 6035) (including c.ost estimate of the Congressional Budget office)

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Streamlining Excessive and Costly Regulations Review Act : report together with minority views (to accompany H.R. 2354) (including cost estimate of the Congressional Budget Office)

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The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2107, together with additional views

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The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000

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The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009

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The SEC's aversion to cost-benefit analysis : hearing before the Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Twelfth Congress, second session, April 17, 2012

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The Securities and Exchange Commission Authorization Act of 1997 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, March 6, 1997

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The Securities and Exchange Commission Reauthorization Act of 1996 : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, second session, on H.R. 2972, February 28, 1996

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The Securities and Exchange Commission report entitled : the regulation of public utility holding companies : joint hearings before the Subcommittee on Energy and Power and the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, August 4 and October 13, 1995

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The Securities and Exchange Commission's $500 million fleecing of America : hearing before the Subcommittee on Economic Development, Public Buildings, and Emergency Management of the Committee on Transportation and Infrastructure, House of Representatives, One Hundred Twelfth Congress, first session

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The Work of the Securities and Exchange Commission

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The firing of an SEC attorney and the investigation of Pequot Capital Management, prepared by the minority staff of the Committee on Finance, United States Senate ... and the Committee on the Judiciary, United States Senate

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The fiscal year 2012 budget for the Securities and Exchange Commission : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... March 10, 2011

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The impact of regulations on short-term financing : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, December 8, 2016

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The investor's advocate : how the SEC protects investors, maintains market integrity, and facilities capital formation, U.S. Securities and Exchange Commission

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The work of the Securities and Exchange Commission

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To require the Securities and Exchange Commission to adjust certain resubmission thresholds for shareholder proposals : report together with minority views (to accompany H.R. 5756) (including cost estimate of the Congressional Budget Office)

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Virtual currencies : the oversight role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifteenth Congress, second session, on examining the growing world of virtual currencies and the oversight conducted by the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission, February 6, 2018

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Who's watching the watchdog? : examining financial management at the SEC : hearing before the Federal Financial Management, Government Information, and International Security Subcommittee of the Committee on Homeland Security and Governmental Affairs, United States Senate One Hundred Ninth Congress, first session, July 27, 2005

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"--good people, important problems and workable laws" : 50 years of the U.S. Securities and Exchange Commission

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A guide to employment with the U.S. Securities and Exchange Commission : a fast, easy step-by-step approach

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A plain English handbook : how to create clear SEC disclosure documents./, by the Office of Investor Education and Assistance, U.S. Securities and Exchange Commission

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A user's guide to the facilities of the public reference room

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ADP acquisitions : SEC needs to resolve key issues before proceeding with its EDGAR system : report to the chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives, United States General Accounting Office

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Accountant, Compliance, and Enforcement Staffing Act of 2003 : report together with additional views (to accompany H.R. 658) (including cost estimate of the Congressional Budget Office)

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Amending a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such act to provide a deadline for such action : report (to accompany H.R. 701) (including cost estimate of the Congressional Budget Office)

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Amending the Securities Exchange Act of 1934 : report (to accompany S. 1311)

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Amending the Securities exchange act of 1934 : report to accompany S. 1311

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Amending the Securities exchange act of 1934 : report to accompany S. 2465

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Amending the Securities exchange act of 1934 : report together with supplemental views to accompany S. 1025

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An Act to Amend the Securities Exchange Act of 1934 to Establish an Office of the Advocate for Small Business Capital Formation and a Small Business Capital Formation Advisory Committee, and for Other Purposes

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An Act to Make Certain Amendments to Sections 4, 13, 14, 15, and 15B of the Securities Exchange Act of 1934

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An act to amend the Securities exchange act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal year 1978

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An act to amend the Securities exchange act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1979 and 1980, and for other purposes

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An act to amend the Securities exchange act of 1934 to increase the amount authorized to be appropriated for the Securities and Exchange Commission for fiscal year 1977

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Annual report of the Securities and Exchange Commission for the fiscal year ended ..

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Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009

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Authorization of appropriations for the Securities and Exchange Commission : report (to accompany H.R. 1416) (including cost estimate of the Congressional Budget Office)

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Authorization request for the Securities and Exchange Commission : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 2465 ... March 24, 1980

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Authorizations for the Securities and Exchange Commission : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on Securities and Exchange Commission reauthorization request for appropriations for fiscal years 1984 through 1986, March 25, 1983

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Authorizing appropriations for the Securities and Exchange Commission for fiscal year 1978 : conference report to accompany H.R. 3722

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Authorizing appropriations for the Securities and Exchange Commission for fiscal year 1978 : report to accompany H.R. 3722

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Career opportunities at the SEC

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Clerical and administrative opportunities at the U.S. Securities and Exchange Commission

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Competitive Market Supervision Act of 2001 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 143

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Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012

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Consumer Financial Choice and Capital Markets Protection Act of 2017 : report (to accompany H.R. 2319) (including cost estimate of the Congressional Budget Office)

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Corporate governance : fostering a system that promotes capital formation and maximizes shareholder value : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, September 21, 2016

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Directory of State Securities Regulators

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Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (including cost estimate of the Congressional Budget Office)

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Effects of repealing Fannie Mae's and Freddie Mac's SEC exemptions

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Electronic Data Gathering, Analysis, and Retrieval (EDGAR) : EDGAR filer manual : appendices and index

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Electronic Data Gathering, Analysis, and Retrieval (EDGAR) : EDGAR filer manual : guide for electronic filing with the U.S. Securities and Exchange Commission

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Electronic data gathering, analysis, and retrieval (EDGAR) : EDGAR filer manual : guide for electronic filing with the U.S. Securities and Exchange Commission

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Electronic data gathering, analysis, and retrieval (EDGAR) : EDGAR filer manual : user's guide for electronic filing with the U.S. Securities and Exchange Commission

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Enforcement and market data

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Environmental disclosure : SEC should explore ways to improve tracking and transparency of information : report to congressional requesters

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Environmental disclosure : briefing on GAO's findings and recommendations

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Examination program

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Examining enforcement of criminal insider trading and hedge fund activity : hearing before the Committee on the Judiciary, United States Senate, One Hundred Ninth Congress, second session, Tuesday, December 5, 2006

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Examining the SEC's agenda, operations, and FY 2016 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, March 24, 2015

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Examining the SEC's agenda, operations, and FY 2017 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, November 18, 2015

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Examining the SEC's agenda, operations, and budget : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, October 4, 2017

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Examining the SEC's agenda, operations, and fiscal year 2018 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, November 15, 2016

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Examining the SEC's failure to implement Title II of the JOBS Act and its impact on economic growth : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, April 17, 2013

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Examining the SEC's money market fund rule proposal : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, September 18, 2013

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Context

Context of United States, Securities and Exchange Commission

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Extension of guaranteed REA loans from Securities and Exchange Commission : hearing before the Subcommittee on Agricultural Credit and Rural Electrification of the Committee on Agriculture and Forestry, United States Senate, 93d Congress, 2d sess., on H.R. 12526 a bill to amend Sections 306 and 308 of the Rural Electrification Act of 1936, as amended, July 18, 1974
Institutional investors and corporate stock--a background study.

Focus of

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United States, Securities and Exchange Commission -- Accounting
United States, Securities and Exchange Commission -- Appropriations and expenditures -- Periodicals
United States, Securities and Exchange Commission -- Appropriations and expenditures -- Statistics
United States, Securities and Exchange Commission -- Appropriations and expenditures | Auditing
United States, Securities and Exchange Commission -- Auditing
United States, Securities and Exchange Commission -- Buildings | Costs
United States, Securities and Exchange Commission -- Computer network resources
United States, Securities and Exchange Commission -- Computer networks | Security measures
United States, Securities and Exchange Commission -- Customer services
United States, Securities and Exchange Commission -- Data processing
United States, Securities and Exchange Commission -- Data processing -- Handbooks, manuals, etc
United States, Securities and Exchange Commission -- Evaluation
United States, Securities and Exchange Commission -- Examinations
United States, Securities and Exchange Commission -- Finance
United States, Securities and Exchange Commission -- Handbooks, manuals, etc
United States, Securities and Exchange Commission -- History
United States, Securities and Exchange Commission -- Information resources management
United States, Securities and Exchange Commission -- Information resources management | Evaluation
United States, Securities and Exchange Commission -- Information services -- Handbooks, manuals, etc
United States, Securities and Exchange Commission -- Information technology
United States, Securities and Exchange Commission -- Information technology | Security measures | Evaluation
United States, Securities and Exchange Commission -- Management
United States, Securities and Exchange Commission -- Management | Evaluation
trueUnited States, Securities and Exchange Commission -- Officials and employees
United States, Securities and Exchange Commission -- Officials and employees -- Directories
United States, Securities and Exchange Commission -- Officials and employees -- Statistics
United States, Securities and Exchange Commission -- Officials and employees | Dismissal of
United States, Securities and Exchange Commission -- Officials and employees | Professional ethics
United States, Securities and Exchange Commission -- Officials and employees | Recruiting
United States, Securities and Exchange Commission -- Officials and employees | Salaries, etc
United States, Securities and Exchange Commission -- Officials and employees | Selection and appointment
United States, Securities and Exchange Commission -- Periodicals
United States, Securities and Exchange Commission -- Personnel management
United States, Securities and Exchange Commission -- Planning
United States, Securities and Exchange Commission -- Procurement | Evaluation
United States, Securities and Exchange Commission -- Public records
United States, Securities and Exchange Commission -- Public records | Evaluation
United States, Securities and Exchange Commission -- Records and correspondence
United States, Securities and Exchange Commission -- Records and correspondence
United States, Securities and Exchange Commission -- Records and correspondence -- Access control
United States, Securities and Exchange Commission -- Reorganization
United States, Securities and Exchange Commission -- Rules and practice
United States, Securities and Exchange Commission -- Rules and practice
United States, Securities and Exchange Commission -- Rules and practice -- Evaluation
United States, Securities and Exchange Commission -- Rules and practice | Handbooks, manuals, etc
United States, Securities and Exchange Commission -- Salaries, etc
United States, Securities and Exchange Commission -- Statistics | Periodicals
United States, Securities and Exchange Commission -- Telephone directories
United States, Securities and Exchange Commission -- Administration
United States, Securities and Exchange Commission -- Accounting | Auditing
United States, Securities and Exchange Commission -- Appropriations and expenditures

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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/resource/60zWkS0iCks/" typeof="Organization http://bibfra.me/vocab/lite/Organization"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/resource/60zWkS0iCks/">United States, Securities and Exchange Commission</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>