United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities.
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United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities.
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The organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities. represents an institution, an association, or corporate body that is associated with resources found in Indiana State Library.
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- United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities.
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- Committee on Banking, Housing, and Urban Affairs
- Subcommittee on Securities.
71 Items by the Organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities.
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- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994
- Accounting for loan loss reserves : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... July 29, 1999
- Adapting a 1930's financial reporting model to the 21st century : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on how to update our financial accounting models to reflect more accurately the value of corporate assets and liabilities given the current realities of technology and the economy, July 19, 2000
- Authorization request for the Securities and Exchange Commission : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 2465 ... March 24, 1980
- Authorizations for the Securities and Exchange Commission : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on Securities and Exchange Commission reauthorization request for appropriations for fiscal years 1984 through 1986, March 25, 1983
- Business Accounting and Foreign Trade Simplification Act : joint hearings before the Subcommittee on Securities and the Subcommittee on International Finance and Monetary Policy of the Committee on Banking, Housing, and Urban Afairs, United States Senate, Ninety-seventh Congress, first session, on S. 708 ... May 20 and 21, June 16, July 23 and 24, 1981
- Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000
- Condition of the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, to examine the strengths and weaknesses of the securities industry ... March 6, 1990
- Corporate takeover legislation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 1244 to amend the Securities and Exchange Act 1934 with respect to tender offers ... S. 1658 ... S. 1794 ... November 20, 1989
- Definition of insider trading : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session ..
- Derivatives disclosure and accounting : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 4 and October 9, 1997
- Disturbances in the U.S. securities market : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session, on recent developments in the U.S. government securities markets arising from default by Drysdale Government Securities, Inc., May 25, 1982
- Employee stock options : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on the proposal by the Financial Accounting Standards Board (FASB) exposure draft, "Accounting for stock-based compensation," to require companies to record a charge to their earnings upon the grant of an employee stock option, October 21, 1993
- Encouragement of cogeneration activities by gas utility holding company systems : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session, on S. 727 ... September 17, 1985
- Federal securities laws and small business legislation : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 1533 ... S. 1940 ... S. 2699 ... April 29, May 16, and June 2, 1980
- Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... March 24, 1999
- Fraud and abuse in the "Hot issues" and "Penny stock" markets : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on the efforts of the Securities and Exchange Commission and the National Association of Securities Dealers to protect the investing public from fraud and abuse in the so-called "Penny stocks" and "Hot issues" markets, December 15, 1983--New York, New York
- Impact of corporate takeovers : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session on the effect of mergers on management practices, cost, availability of credit, and the long-term viability of American industry, April 3, 4; June 6 and 12, 1985
- Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
- Legislation to amend the Public Utility Holding Company Act of 1935 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on how will the legislation affect the following items: (1) rates consumers pay for electricity? (2) competition in the power industry? (3) the nations energy supply for decades to come? and (4) federal and state laws designed to protect consumers and shareholders from abuses and conflicts of interest?
- Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on S. 384 ... S. 422 ... S. 424 ... S. 479 ... March 4, 1993
- Limited Partnership Rollup Reform Act of 1993--S. 424 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on S. 424, to amend the Securities Exchange Act of 1934 with respect to limited partnership rollups, April 20, 1993
- Limited partnership reorganizations, or "rollups" : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on the widespread investor losses in limited partnership rollups, and abuses that reportedly have risen in the $130 billion market for publicly held limited partnerships, February 27, 1991
- Market circuit breakers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on the function of circuit breakers in today's financial markets and the need for reform of their operations, January 29, 1998
- Municipal securities full disclosure act of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2969 ... S. 2574 ..
- Oversight hearing on the mutual fund industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session ... November 10, 1993
- Oversight of the Securities and Exchange Commission and the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the proper roles of government and of self-regulation in light of the shift in policy focus of the SEC in the past few years, February 24, 1987
- Private litigation under the federal securities laws : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on a growing increase in class-action securities litigation against publicly-traded companies, particularly high technology, accountants, outside directors, and lawyers, June 17 and July 21, 1993
- Protection of Shareholders' Rights Act of 1980 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 2567 ... November 19, 1980
- Public Utility Holding Company Act Amendments of 1983 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1174 ... June 14 and 15, 1983
- Public Utility Holding Company Act amendments : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session, on S. 1869, S. 1870, and S. 1871 ... and S. 1977 ... April 27, June 8 and 10, 1982
- Reauthorization of the Government Securities Act : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1247, to amend the Securities Exchange Act of 1934 to extend the regulatory authority of the Secretary of the Treasury under the Government Securities Act of 1986, and for other purposes, June 12, 1991
- Reauthorizations for the Securities and Exchange Commission, 1986-88 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session, on S. 919, to amend the Securities Exchange Act of 1934 to authorize ... April 17, 1985
- Reauthorizations for the Securities and Exchange Commission, 1988-90 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1988-90, May 13, 1987
- Reauthorizations for the Securities and Exchange Commission, 1990-92 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session ... April 18, 1989
- Reauthorizations for the Securities and Exchange Commission, 1992-94 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... July 25, 1991
- Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993
- Regulation of government securities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session on S. 936 ... May 9, 1985
- SEC authorizations : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, second session, on S. 2715 ... May 18, 1978
- SEC authorizations : hearing before the Subcommittee on Securities, of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, first session ... April 28, 1977
- SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992
- Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991
- Securities activities of commercial banks : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on the expansion of commercial banks' securities business operations and the elimination of barriers between the banking and securities industries, December 9 and 10, 1975
- Securities activities of depository institutions : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, Second session, on S. 1720 ... February 4, 9, 10, and 12, 1982
- Securities industry study : report of Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs
- Securities investor protection act amendments : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, second session, H.R. 8331 ... April 25, 1978
- Securities litigation abuses : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997
- Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, first session ... March 2, 22, and April 6, 1995
- Securities--commodities accord amendments of 1982 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session on S. 2260 ... March 31, 1982
- Securities--commodities accord amendments of 1982 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2260
- Shareholder rights : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on the responsibilities of the board of directors in protecting the rights of shareholders, the proper role for shareholders in corporate decisionmaking, the best corporate governance structure to endure long-term growth, and the disclosure of executive pay, October 17, 1991
- Social security investment in the securities markets : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... April 30 and June 26, 1997
- State and local governments under stress : the role of the capital markets : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... March 13, April 24, 1991
- The Insider Trading Proscriptions Act of 1987 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, first session, on S. 1380 ... December 15, 1987
- The Insider Trading Sanctions Act of 1983 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on H.R. 559 ... April 3, 1984
- The Market Reform Act of 1989 : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 648 to Amend the Securities Exchange Act of 1934 ... May 18 and October 26, 1989
- The SEC's investigation of Thomas Reed : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on the SEC's investigation of Thomas Reed, March 22, 1983
- The SEC's proposed auditor independence rules : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the proposal by the Securities and Exchange Commission (SEC) to promulgate regulations that would restrict the types of nonaudit services that accountants may provide to their audit clients, Thursday, September 28, 2000
- The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on regulatory fragmentation and related issues in the securities and futures markets, March 29, July 11, 12, and 24, 1990
- The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on S. 1260 ... February 23, 1998
- The Small Business Incentive Act of 1992 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session ... March 26, 1992
- The Southland Corporation investigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, on John Fedders' involvement in the internal business ethics review conducted by the Southland Corporation, while outside counsel to the Southland Corporation, June 28, 1983
- The Treasury-Federal Reserve-SEC report on improper activities in the government securities market : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on technological modernization of the auction process ... January 23, 1992
- The activities of Salomon Brothers, Inc., in treasury bond auctions : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... September 11, and 12, 1991
- The changing face of capital markets and the impact of electronic communications networks (ECN's) : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... October 27, 1999
- The financial condition of the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... January 8, 1991
- The impact of institutional investors on corporate governance, takeovers, and the capital markets : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session, on the role of the institutional investors in corporate governance and capital markets, October 3, 1989
- The status of "Corporate Trades I" : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session, on the private sector's voluntary initiative to provide more transparency in the corporate bond market, May 26, 1999
- Trading places : markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session ... March 22, 2000
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