The Resource The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them

The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them

Label
The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
Title
The Joint regulatory sales practice sweep report
Title remainder
a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
Contributor
Subject
Language
eng
Cataloging source
DGPO
Characteristic
unknown
Government publication
federal national government publication
http://library.link/vocab/relatedWorkOrContributorName
United States
http://library.link/vocab/subjectName
  • Stockbrokers
  • Stockbrokers
Label
The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
Link
http://purl.access.gpo.gov/GPO/LPS3230
Instantiates
Publication
Note
Title from title screen
Carrier category
unspecified
Carrier category code
zu
Carrier MARC source
rdacarrier
Content category
unspecified
Content type code
zzz
Content type MARC source
rdacontent
Control code
17425532
Media category
computer
Media MARC source
rdamedia
Media type code
c
System details
Mode of access: Internet from the Securities and Exchange Commission web site. Address as of 8/26/99: http://www.sec.gov/news/studies/sweeptoc.htm; current access available via PURL
Label
The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
Link
http://purl.access.gpo.gov/GPO/LPS3230
Publication
Note
Title from title screen
Carrier category
unspecified
Carrier category code
zu
Carrier MARC source
rdacarrier
Content category
unspecified
Content type code
zzz
Content type MARC source
rdacontent
Control code
17425532
Media category
computer
Media MARC source
rdamedia
Media type code
c
System details
Mode of access: Internet from the Securities and Exchange Commission web site. Address as of 8/26/99: http://www.sec.gov/news/studies/sweeptoc.htm; current access available via PURL

Library Locations

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      39.77004 -86.164015

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