The Resource The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
Resource Information
The item The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Indiana State Library.This item is available to borrow from 1 library branch.
Resource Information
The item The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Indiana State Library.
This item is available to borrow from 1 library branch.
- Note
- Title from title screen
- Label
- The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
- Title
- The Joint regulatory sales practice sweep report
- Title remainder
- a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
- Language
- eng
- Cataloging source
- DGPO
- Characteristic
- unknown
- Government publication
- federal national government publication
- http://library.link/vocab/relatedWorkOrContributorName
- United States
- http://library.link/vocab/subjectName
-
- Stockbrokers
- Stockbrokers
- Label
- The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
- Note
- Title from title screen
- Carrier category
- unspecified
- Carrier category code
- zu
- Carrier MARC source
- rdacarrier
- Content category
- unspecified
- Content type code
- zzz
- Content type MARC source
- rdacontent
- Control code
- 17425532
- Media category
- computer
- Media MARC source
- rdamedia
- Media type code
- c
- System details
- Mode of access: Internet from the Securities and Exchange Commission web site. Address as of 8/26/99: http://www.sec.gov/news/studies/sweeptoc.htm; current access available via PURL
- Label
- The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them
- Note
- Title from title screen
- Carrier category
- unspecified
- Carrier category code
- zu
- Carrier MARC source
- rdacarrier
- Content category
- unspecified
- Content type code
- zzz
- Content type MARC source
- rdacontent
- Control code
- 17425532
- Media category
- computer
- Media MARC source
- rdamedia
- Media type code
- c
- System details
- Mode of access: Internet from the Securities and Exchange Commission web site. Address as of 8/26/99: http://www.sec.gov/news/studies/sweeptoc.htm; current access available via PURL
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/portal/The-Joint-regulatory-sales-practice-sweep-report/WPovGlkxdWo/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/portal/The-Joint-regulatory-sales-practice-sweep-report/WPovGlkxdWo/">The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.library.in.gov/portal/The-Joint-regulatory-sales-practice-sweep-report/WPovGlkxdWo/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.library.in.gov/portal/The-Joint-regulatory-sales-practice-sweep-report/WPovGlkxdWo/">The Joint regulatory sales practice sweep report : a review of the sales practice acitivities of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.library.in.gov/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.library.in.gov/">Indiana State Library</a></span></span></span></span></div>
